§1371 — Coordination with subchapter C

52 cases·11 followed·7 distinguished·1 overruled·33 cited21% support

(a)Application of subchapter C rules

Except as otherwise provided in this title, and except to the extent inconsistent with this subchapter, subchapter C shall apply to an S corporation and its shareholders.

(b)No carryover between C year and S year
(1)From C year to S year

No carryforward, and no carryback, arising for a taxable year for which a corporation is a C corporation may be carried to a taxable year for which such corporation is an S corporation.

(2)No carryover from S year

No carryforward, and no carryback, shall arise at the corporate level for a taxable year for which a corporation is an S corporation.

(3)Treatment of S year as elapsed year

Nothing in paragraphs (1) and (2) shall prevent treating a taxable year for which a corporation is an S corporation as a taxable year for purposes of determining the number of taxable years to which an item may be carried back or carried forward.

(c)Earnings and profits
(1)In general

Except as provided in paragraphs (2) and (3) and subsection (d)(3), no adjustment shall be made to the earnings and profits of an S corporation.

(2)Adjustments for redemptions, liquidations, reorganizations, divisives, etc.

In the case of any transaction involving the application of subchapter C to any S corporation, proper adjustment to any accumulated earnings and profits of the corporation shall be made.

(3)Adjustments in case of distributions treated as dividends under section 1368(c)(2)

Paragraph (1) shall not apply with respect to that portion of a distribution which is treated as a dividend under section 1368(c)(2).

(d)Coordination with investment credit recapture
(1)No recapture by reason of election

Any election under section 1362 shall be treated as a mere change in the form of conducting a trade or business for purposes of the second sentence of section 50(a)(6).

(2)Corporation continues to be liable

Notwithstanding an election under section 1362, an S corporation shall continue to be liable for any increase in tax under section 49(b) or 50(a) attributable to credits allowed for taxable years for which such corporation was not an S corporation.

(3)Adjustment to earnings and profits for amount of recapture

Paragraph (1) of subsection (c) shall not apply to any increase in tax under section 49(b) or 50(a) for which the S corporation is liable.

(e)Cash distributions during post-termination transition period
(1)In general

Any distribution of money by a corporation with respect to its stock during a post-termination transition period shall be applied against and reduce the adjusted basis of the stock, to the extent that the amount of the distribution does not exceed the accumulated adjustments account (within the meaning of section 1368(e)).

(2)Election to distribute earnings first

An S corporation may elect to have paragraph (1) not apply to all distributions made during a post-termination transition period described in section 1377(b)(1)(A). Such election shall not be effective unless all shareholders of the S corporation to whom distributions are made by the S corporation during such post-termination transition period consent to such election.

(f)Cash distributions following post-termination transition period

In the case of a distribution of money by an eligible terminated S corporation (as defined in section 481(d)) after the post-termination transition period, the accumulated adjustments account shall be allocated to such distribution, and the distribution shall be chargeable to accumulated earnings and profits, in the same ratio as the amount of such accumulated adjustments account bears to the amount of such accumulated earnings and profits.

  • Treas. Reg. §Treas. Reg. §1.1371-1 Distributions of money by an eligible terminated S corporation
  • Treas. Reg. §Treas. Reg. §1.1371-1(a) Scope and definitions—(1) Scope.
  • Treas. Reg. §Treas. Reg. §1.1371-1(b) Characterization of qualified distribution—(1) In general.
  • Treas. Reg. §Treas. Reg. §1.1371-1(c) Characterization of excess qualified distribution and non-qualified distributions.
  • Treas. Reg. §Treas. Reg. §1.1371-1(d) Examples.
  • Treas. Reg. §Treas. Reg. §1.1371-1(e) Applicability date.
  • Treas. Reg. §Treas. Reg. §1.1371-1(i) AAA.
  • Treas. Reg. §Treas. Reg. §1.1371-1(v) CE&P.
  • Treas. Reg. §Treas. Reg. §1.1371-1(x) Historical AE&P.
  • Treas. Reg. §Treas. Reg. §1.1371-2 Impact of Audit PTTP on ETSC Period
  • Treas. Reg. §Treas. Reg. §1.1371-2(a) Definitions.
  • Treas. Reg. §Treas. Reg. §1.1371-2(b) In general.
  • Treas. Reg. §Treas. Reg. §1.1371-2(c) Examples.
  • Treas. Reg. §Treas. Reg. §1.1371-2(d) Applicability date.
  • Treas. Reg. §Treas. Reg. §18.1371-1 Election to treat distributions as dividends during certain post-termination transition periods

52 Citing Cases

Discussion The parties have locked horns on the impact of sections 469(b) and 1371(b)(1). St. Charles contends that section 469 governs and that section 1371(b) has no application under the circumstances herein. Respondent takes a diametrically opposed position and contends that section 1371(b) controls and that therefore section 469 is inapplicable.

In accordance with the much more limited role of earnings and profits in a pass-through system of taxation, section 1371 provides, for taxable years after 1982, that the accumulated earnings and profits that an S corporation carries over from pre-election years when it was a C corporation, generally are not adjusted for the taxable years during which the election is in effect.

Thus, sub-chapter S, of which section 1371 was a part, dealt with the status of a taxpayer by permitting a corporation to continue as the same corporate entity but treating its income and deductions as those of its shareholders and taxing them accordingly.

James L. & Leta A. Thurman, Petitioner T.C. Memo. 1998-233 · 1998

Section 1371 provides, for taxable years after 1982, that the accumulated earnings and profits that an S corporation carries over from preelection years when it was a C corporation, generally are not adjusted for the taxable years during which the S corporation election is in effect. Sec. 1371(c)(1); Cameron v. Commissioner, supra. Section 1368 set

Cameron v. Commissioner 105 T.C. 380 · 1995

In accordance with the much more limited role of earnings and profits in a pass-through system of taxation, section 1371 provides, for taxable years after 1982, that the accumulated earnings and profits that an S corporation carries over from preelection years when it was a C corporation generally are not adjusted for the taxable years during which the election is in effect.

§ 385(b) (setting forth five factors that may be included in any regulations prescribed by the Secretary to determine, with respect to a particular factual situation, whether a debtor-creditor relationship exists or a corporation-shareholder relationship exists); see also Hardman v.

Former .section 1 .1371-1(d)(1), Income Tax Regs ., issued under former Code section 1371, provided that partnerships and trusts and not their partners or beneficiaries were treated as the shareholders .

Former section 1.1371 — 1(d)(1), Income Tax Regs., issued under former Code section 1371, provided that partnerships and trusts and not their partners or beneficiaries were treated as the shareholders.

In 1982, G&J elected to be taxed as a “small business corporation” (an S corporation), within the meaning of section 1371 of the Internal Revenue Code of 1954.

Hoffman v. Commissioner 47 T.C. 218 · 1966
Rosenberg v. Commissioner 96 T.C. 451 · 1991
Mason v. Commissioner 68 T.C. 163 · 1977
Howell v. Commissioner 57 T.C. 546 · 1972
Forrester v. Commissioner 49 T.C. 499 · 1968
Madorin v. Commissioner 84 T.C. 667 · 1985
Ofria v. Commissioner 77 T.C. 524 · 1981
Harrison v. Commissioner 59 T.C. 578 · 1973
Clark v. Commissioner 58 T.C. 94 · 1972
Parker Oil Co. v. Commissioner 58 T.C. 985 · 1972
Stinnett v. Commissioner 54 T.C. 221 · 1970
Pollack v. Commissioner 47 T.C. 92 · 1966
Kerry v. Commissioner 89 T.C. 327 · 1987
Angerhofer v. Commissioner 87 T.C. 814 · 1986
Freesen v. Commissioner 84 T.C. 920 · 1985
Zuanich v. Commissioner 77 T.C. 428 · 1981
Klein v. Commissioner 75 T.C. 298 · 1980
Asjes v. Commissioner 74 T.C. 1005 · 1980
Fegan v. Commissioner 71 T.C. 791 · 1979
Ramm v. Commissioner 72 T.C. 671 · 1979
Tufts v. Commissioner 70 T.C. 756 · 1978
Davenport v. Commissioner 70 T.C. 922 · 1978
Bayley v. Commissioner 69 T.C. 234 · 1977
Bremer v. Commissioner 66 T.C. 360 · 1976
Sartori v. Commissioner 66 T.C. 680 · 1976
Brutsche v. Commissioner 65 T.C. 1034 · 1976
Frankel v. Commissioner 61 T.C. 343 · 1973
Hook v. Commissioner 58 T.C. 267 · 1972
Cornelius v. Commissioner 58 T.C. 417 · 1972
Estate of Allison v. Commissioner 57 T.C. 174 · 1971
Bunnel v. Commissioner 50 T.C. 837 · 1968
Roob v. Commissioner 50 T.C. 891 · 1968
Gamman v. Commissioner 46 T.C. 1 · 1966
Dinkins v. Commissioner 45 T.C. 593 · 1966
Pestcoe v. Commissioner 40 T.C. 195 · 1963
Texas Medical Association v. HHS · Cir.